SOX LOB Executive - Role Based Course

The SOX LOB Executive is responsible for setting the direction of the SOX Compliance project within his/her business area. This course focuses on the tasks performed by the SOX LOB Executive from setting up the libraries, overseeing Test and Self-Assessments Tasks, creating Certifications and tracking Issues and Actions to closure within his/her business area.

Level – Advanced

Course Duration – 240 Minutes of Training Content

Course Completion Requirement – 2 weeks from date of assignment

Pre-requisites: Familiarity with SOX concepts

Course Objectives

At the end of this course, you will:

Understand how to navigate the SOX app
Create and/or upload SOX content
Create Test Plans and Perform Testing
Create Risk Assessment Plans and Perform Risk Assessments
Setup and Respond to Certification
Create and Manage Issues

Course content

Lesson Libraries/Compliance Repository

Libraries/Compliance Repository helps you build and structure laws and regulations that are relevant for the organization or business unit.
- Create Libraries.mp4
- Approve Libraries.mp4
Lesson Self-Assessments & Testing
- Test Execution.mp4
Lesson Risk Assessments
- Risk Assessment Plan.mp4
- Risk Assessment Task.mp4
- Perform Risk Assessment.mp4
Lesson Certifications
- Create Questionnaire.mp4
- Setup Survey-Certification.mp4
- Respond and Approve Certification.mp4
Lesson Issues
- Creating and Approving Issues.mp4
- Managing Issues.mp4
- Respond to Actions and Approval.mp4
- Issue Closure.mp4