Compliance LOB Executive - Role Based Course

LOB Executive role is responsible for setting the direction of Compliance project within his/her business areas. Also, oversee the development, documentation and management of control activities.


Level – Advanced

Course Duration – 15 minutes of Training Content

Course Completion Requirement – 2 weeks from date of assignment

Pre-requisites: Familiarity with policy management concepts

Course Objectives

At the end of this course, you will understand how to:

  • Respond to Actions

  • Close Issues

  • Manage Issues & Action Plans

There is no description for this course

Course content

    • Responding To Actions (6 Minutes)
    • Issue Closure (3 Minutes)
    • Managing Issues & Action Plans (4 Minutes)