Compliance Management Product Implementation Expert
$1,250
A course will be available for 365 days upon enrollment
Certifications / Product Implementation Expert

Compliance Management Product Implementation Expert

This certification curriculum includes both the product implementation course and the platform administration course. Successfully completing the course content and certification exam will yield the user a Compliance Management Product Implementation Expert certificate.

Level – Advanced

Duration – 39 Hours

Course Completion Requirement – 2 weeks from date of assignment

Pre-requisites: Familiarity with Regulatory Compliance Concepts

 

Practice, Assessment & Certification:

Once courses 1 & 2 have been completed, please reach out to your trainer at [email protected] for the following:

  1. Practice Instance: MSU will provide access to a practice instance for a duration of 2 weeks.
  2. Facetime with Instructor: Collate all questions you may have on the course and send to your trainer; the trainer may host a dedicated 1hr session to address any questions.
  3. Assessment & Certification: You are expected complete the assessment in 2 weeks from the assignment of this course

Curriculum content

  •
    Course Overview Compliance Management product enables compliance professionals to stay on top of the complex web of regulatory obligations that govern their business and implement measures, processes to sustain compliance. The product brings together and links regulations, processes, controls, risks, policies and cases in a central point of reference, so that you have the visibility you need to effectively manage and monitor compliance.   This course enables participants to understand, own and manage the application independently after the training. Level – Advanced Course Duration – 2.5 Hours of Training Content + 2 Hours of Practice + 2 Hours of Q & A with MSU Instructor Course Completion Requirement – 2 weeks from date of assignment Pre-requisites: Familiarity with Compliance Management concepts Learning Objectives:  At the end of the training, practice and certification, resources will be able to understand:    Product Functionality & Use Case - Workflow Usage   ·           Create & Manage Compliance Content Library ·           Setup Questionnaires ·           Create Risk Assessment Plan ·           Perform Risk Assessments ·           Setup Test/Self-Assessment Plan ·           Execute Test Plans ·           Setup Certification Plan & Complete Certifications ·           Log, manage & Approve Issues ·           Setup & Manage Channels     Product Configuration ·           Configuration Workbooks ·           Updating Compliance LOVs ·           Updating Compliance Data Tables ·          Compliance Configuration Parameters     Product/Use Case Setup, User Management & Basic Administration ·            Data upload ·            GRC Libraries (Area of Compliance, Process, Risk & Controls) ·            Questionnaires ·            Provision/Deactivate Users ·            Compliance Role Activities & Objects ·            Map Users to Compliance Org-Role Pairs  

    • Lesson Overview & Navigation

      Compliance Management app enables compliance professionals to stay on top of the complex web of regulatory obligations that govern their business and implement measures, processes to sustain compliance.

    • Lesson GRC Libraries

      GRC Foundation is a comprehensive set of interlinked libraries that form the underlying GRC framework for all GRC-related activities across the enterprise. It is an add-on component to the base MetricStream Integrated Risk Platform and is always installed for all products.

    • Lesson Compliance Testing

      Testing or Compliance Testing determines the extent to which the staff follow prescribed policies and procedures in actual practice. It compares procedures as executed against required or expected procedures. Testing provides objective evidence on how well the controls are executed.

    • Lesson Certifications

      The Certifications module helps conduct one-time or periodic certifications and sub-certifications to check if the organization pays particular attention to an area that is perceived as being weak or having poor systems and controls in place.

    • Lesson GRC Feeds

      The GRC Feeds module helps efficiently manage regulatory changes by integrating with industry specific regulatory data feeds from various regulatory bodies.

    • Lesson Issues

      The Issues module supports the identification and evaluation of issues as well as case investigation and tracking leading to an elaborate remediation or corrective action process.

    • Lesson CMP - Product Setup

      MetricStream components can be tailored to specific requirements of an organization in different ways. This unit covers the most common requirements and functions performed by an 'Apps Administrator. '

    • Lesson Compliance Product Configuration

      This unit covers configuration topics enabling you to populate configuration workbooks, updating LOVs and Data Table on forms and defining workflow parameters. 

    • Lesson Compliance Product Administration

      This unit will enable you to provision, deactivate and map users to various roles in the Compliance app.

    • Lesson COM: Use Cases

    • Lesson Compliance Management App - Practice (2 Hours)

      Please reach out to your trainer for credentials to the practice instance before starting this unit.

  • This certification requires the following assessments to be completed:   Assessment – I: The test has 60 questions that need to be answered and you will have 120 minutes to complete the assessment once started. You may start this at any time before the closure date, however once started the test cannot be paused. Hence ensure that you have set aside time to complete this assessment before you hit the  START  button. 2.   Assessment – II: This is a scenario-based assessment that ought to be completed before the assessment closure date. Since there is no time limit, you may start the test right away and complete it in any order you see fit. Please ensure that all results are captured and filled before the assessment closure dates.